Pr Eric E. GabisonCornea and ocular surface · Paris
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HomeNeurotrophic keratitis › Semiology, etiologies & prognosis
Course contents ▾
  1. Corneal innervation
  2. Pre- vs post-ganglionic level
  3. Pathophysiology of NK
  4. Semiology of the ulcer
  5. Etiologies
  6. Classification & prognosis
  7. Treatment: three targets
  8. Strategy & key messages
  9. References — NK
Chapter 2 of 3

Semiology: reading a corneal ulcer

Location

  • Central or paracentral ulcer → first consider a trophic cause, an iatrogenic cause, an infection, or inflammation.
  • Peripheral ulcer → first consider an inflammatory cause (peripheral ulcerative keratitis), more rarely infectious.

This dichotomy relates to vascularization and innervation: the periphery is close to the limbal vessels and immune cells; the center is the most densely innervated territory and the most dependent on the tear film.

Shape of the floor and edges

  • Gently sloping, harmonious ulcer, with smooth rounded edges and an edema haloneurotrophic profile. Tissue loss is progressive and regular.
  • Ulcer that is deep from the outset, punched-out, excavatedkeratolysis: iatrogenic causes (aminoglycosides, fluoroquinolones, NSAIDs), immunologic cause, lytic infection. The stroma is digested faster than it is denuded.

The sign to actively look for: edge hyperplasia

A chronic neurotrophic ulcer typically shows hyperplastic epithelial edges — raised, gray, detached, overhanging a bare floor — to be distinguished from the normal migrating front, which is thin and translucent.

The mechanism is instructive: in a setting of inflammation, iatrogenic injury or neurotrophic keratitis, the epithelium undergoes premature stratification — the balance shifts toward proliferation/stratification > migration, driven by IL-1, MMP-9 and TGF-β. Cells stack up at the edge instead of advancing. The permissive role of MMP-9 is well established (Mohan et al., JBC 2001: MMP-9-deficient mice develop epithelial hyperplasia; Gabison et al., Ophthalmology 2005).

Direct therapeutic consequence

These edges must be debrided. Debridement removes the non-adherent epithelium and "resets" the migrating front; it is often the gesture that unblocks an ulcer that has been stagnant for weeks. In the series, it was performed in 5 eyes (1.4%) — a figure that likely reflects under-use rather than a rarity of the indication.

Two other useful semiological clues: fluorescein seeping under the edges points toward active herpetic keratitis; whorl (vortex) keratopathy signals disorganized epithelial hyperplasia, frequent after keratoplasty for herpes under corticosteroids and aminoglycosides.

Etiologies: look for one, and often find several

Any lesion of V1, from the trigeminal nucleus to the corneal nerve endings, can produce NK. In the series (354 eyes), the cause was multifactorial in 34.2% of cases and idiopathic in 8.2% — finding one cause therefore never exempts from looking for a second.

Ocular causes

  • Herpetic disease — 114 eyes, 32.2% (HSV 91, i.e. 25.7%; VZV 23, i.e. 6.5%): the leading etiology, combining direct nerve destruction and recurrent inflammation. Classic pitfall: "herpetic keratitis that fails to heal despite well-conducted antiviral treatment" has very often become a post-herpetic NK, perpetuated by the topical antiviral itself — hence the value of a therapeutic window, spectacular when indicated (absence of stromal inflammation, marked hypoesthesia).
  • Iatrogenic causes — 113 eyes, 31.9%, broken down into three families:
    • Surgical: vitrectomy with endolaser 36 eyes (10.2%), multiple ocular surgeries 18 (5.1%), penetrating or lamellar keratoplasty 17 (4.8%) — which severs the stromal nerves —, sequelae of radiotherapy 16 (4.5%), refractive surgery 6 (1.7%), panretinal photocoagulation 4 (1.1%). After retinal detachment surgery, contributing factors add up: limbal peritomy, scleral buckle, intraoperative deepithelialization, postoperative iatrogenic injury, associated diabetes. After LASIK, one must distinguish dryness extending beyond the flap from SPK strictly confined to the flap, which is neurotrophic.
    • Local drug-induced — 39 eyes (11.0%): anti-glaucoma drugs 14 (4%), antibiotics 14 (4%), NSAIDs 9 (2.5%), topical anesthetics 2 (0.6%); with preservatives, topical antivirals and prolonged fortified eye drops adding to the burden.
    • Systemic drug-induced: neurotoxic chemotherapy 11 eyes (3.1%); also worth knowing, EGFR inhibitors (erlotinib, panitumumab), responsible for multiple epithelial defects, melting and perforations (Saint-Jean et al., Ophthalmology 2012).
  • Chronic ocular surface disease — 62 eyes, 17.5%: severe blepharitis and rosacea 38 (10.7%), entropion 9 (2.5%), trauma and chemical burns 9 (2.5%), GVHD 4 (1.1%), Sjögren's syndrome 3 (0.8%), trachoma 3 (0.8%), cicatricial pemphigoid 2 (0.6%).

Systemic causes

  • Central nervous system disease — 98 eyes, 27.7%: intracerebral tumors and/or their surgeries 62 (17.5%), stroke 13 (3.7%), hemorrhage or arteriovenous malformation 9 (2.5%), V1 injury during brain surgery 6 (1.7%), trigeminal thermocoagulation 3 (0.8%), carotid-cavernous fistula 3 (0.8%), multiple sclerosis 2, leukodystrophy 2, brain infection 2, degenerative or infiltrative disease 2, neurofibromatoses, tuberous sclerosis, MEN IIB, Guillain-Barré syndrome. This high proportion partly reflects the referral pattern of a center that is also a reference site for neurology and neuroradiology.
  • Diabetes — 37 eyes, 10.5% (including 25, i.e. 7.1%, without vitrectomy or panretinal photocoagulation): diabetic corneal neuropathy, largely under-diagnosed.
  • Rare — 9 eyes (2.5%): severe alcoholism or B12 deficiency (3), Acanthamoeba sequelae (2), leprosy (2), vitamin A deficiency (1), Goldenhar syndrome (1).

Bilateral forms (19 patients, 5.7%): multifactorial 7, idiopathic 3; dominant etiologies iatrogenic (36.8%), chronic surface disease (26.3%), herpes (21.1%), central origin or diabetes (15.8% each).

The special case of NSAIDs

They combine several mechanisms: they anesthetize the cornea, delay healing and induce MMPs. Risk factors for keratolysis under NSAIDs: at-risk background (immunologic disease, corneal hypoesthesia, diabetes, dry eye syndrome), triggering factor (surgery, cataract surgery foremost), inappropriate treatment (overdosing, excessive duration), contact lens wear. All NSAIDs are implicated.

(Para)central aseptic keratolysis without hypoesthesia should prompt a search for severe dry eye disease: Sjögren's syndrome, GVHD, ongoing chemotherapy.

Mackie classification, epidemiology and prognosis

The three stages

  • Stage I — superficial epithelial alterations: superficial punctate keratitis, dull and irregular epithelium, epithelial edema, sometimes hyperplasia and superficial neovascularization.
  • Stage II — epithelial erosion without stromal thinning: oval or circular defect, recurrent or persistent, smooth edges often hyperplastic, stromal edema halo.
  • Stage III — ulceration with stromal thinning: melting, descemetocele, risk of perforation.

(Mackie IA. Neuroparalytic keratitis. WB Saunders, 1995.)

The reference series

Single-center retrospective study, Fondation Adolphe de Rothschild, November 2009 – October 2017: 305,351 consultations screened, 392 records identified, 335 patients / 354 eyes included (57 patients excluded, 14.5%).

Reference series — main characteristics
ParameterValue
Frequency11/10,000 patients (0.11%)
Mean age63.1 ± 21.0 years (6-101)
Sex49.6% men / 50.4% women
Bilaterality19 patients (5.7%)
Stage I122 eyes (34.5%) — of which 6/122 progressed to stage II
Stage II108 eyes (30.5%) — of which 12/108 progressed to stage III
Stage III115 eyes (32.5%)
Pre-perforated or perforated14 eyes (4%)
Not stageable9 eyes (2.5%)
Initial acuity (CDVA)0.61 ± 0.49 LogMAR
Lost to follow-up45 patients / 47 eyes (13.3%) → analysis on 307 eyes

The observed frequency is roughly seven times higher than the classic estimate of 1.6/10,000, which had only been extrapolated from a few associated conditions (6% of herpetic keratitis, 12.8% of ophthalmic zoster, 2.8% of trigeminal neuralgia surgeries).

Diagnostic delay

Only 220 eyes (62.1%) were diagnosed at the first consultation; the others were diagnosed after a mean delay of 38.8 days (95% CI: 29.6-48.0). 58 eyes (16.4%) were wrongly given fortified antibiotics for a "corneal abscess," subsequently stopped; only 23 eyes (6.5%) had documented bacterial superinfection.

Visual outcomes and prognostic factors

Mean CDVA improved significantly from 0.61 ± 0.49 to 0.38 ± 0.49 LogMAR, a mean gain of 0.19 ± 0.34 — almost two ETDRS lines.

Visual gain according to initial stage
StageInitial CDVAFinal CDVAGain
I0.44 ± 0.410.35 ± 0.370.09 ± 0.25
II0.70 ± 0.430.45 ± 0.360.25 ± 0.42
III0.89 ± 0.290.55 ± 0.380.44 ± 0.34

Reading this table: the greatest visual gain concerns the advanced stages — because they start from a lower baseline — but their final acuity remains significantly worse. Treating a stage III aggressively recovers a lot; treating a stage I early avoids having to do so.

Overall, CDVA improved in 104 eyes (45%), remained stable in 75 (33%) and worsened in 50 (22%). Eyes at "counting fingers or worse" went from 121 (34.2%) to 97 (27.4%).

Three factors are significantly correlated with final CDVA (Spearman): initial acuity (r = 0.66; p < 0.001), initial Mackie stage (r = 0.24; p = 0.002), age (r = 0.24; p = 0.003).

Not correlated: etiology (herpes, VZV, iatrogenic, central causes, surface disease, diabetes, unknown cause), lagophthalmos, and — notably — diagnostic delay (neither in days nor in number of visits). This last absence of correlation does not mean that delay is unimportant: the authors explain it by the rapid initiation of appropriate treatment despite missed initial diagnoses (most often stage I), by short times to presentation and close monitoring, and by the early discontinuation of wrongly prescribed antibiotics.

The stage I paradox

A counter-intuitive and pedagogically valuable finding:

The stage I paradox
Stage IStages II & III
Healed eyes56188 (90.4%)
Consultations (mean)9.9 (CI 7.1-12.6)16.9 (CI 14.6-19.1)
Mean healing time77.8 days35.0 days
Healing > 14 days79%60%
Healing < 7 days7%13%
Do not mistake slowness for benignity

Healing time is significantly longer at stage I than at stages II-III (p < 0.001). The explanation is not biological but therapeutic: stages II-III benefit from active, effective interventions (amniotic membrane, RGTA), whereas stage I has only slow, poorly performing treatments available. The slowness of stage I must therefore never be mistaken for benignity — it is, on the contrary, the stage where time is lost.

Overall figures: healing rate 79.5%, mean delay 44.8 days; 87.9% healing at 5 weeks for stages II-III — to be compared with the 13.7% at 4 weeks and 33.3% at 8 weeks of the untreated stages II-III of Bonini et al.'s vehicle arm. Mean follow-up 21.4 months (CI 13.7-29.1), 15.0 consultations per patient on average, 73 patients hospitalized (21.8%) for a mean duration of 11.5 days (median 7). Recurrences: 70 eyes, on average 1.5 recurrence per eye.

Key point

NK must be regarded as a diagnostic and therapeutic emergency.

Glossary of abbreviations used in this course

Scientific abbreviations and acronyms used throughout the 10 pages of this course, listed alphabetically.

95% CI
95% confidence interval
AAV
adeno-associated virus (gene-therapy viral vector)
ABCG2
ABCG2 transporter, a limbal stem-cell marker
AMT
amniotic membrane transplantation
anti-VEGF
anti-angiogenic treatment targeting VEGF
ASC
inflammasome adaptor protein (Apoptosis-associated Speck-like protein containing a CARD)
BrdU
bromodeoxyuridine, a cell-proliferation marker
CCL2
CCL2 chemokine, synonym of MCP-1; recruits circulating monocytes
CCR2
receptor for CCL2; marker of newly recruited monocytes/macrophages
CD147
cluster of differentiation 147; synonym of EMMPRIN and basigin
CD163
M2 macrophage marker; scavenger receptor for haemoglobin-haptoglobin
CD206
mannose receptor; marker of M2 polarization
CD74
cell-surface receptor for MIF
CDVA
corrected distance visual acuity
CGRP
calcitonin gene-related peptide
CTGF
connective tissue growth factor
CX3CL1
fractalkine, a chemokine involved in monocyte/macrophage recruitment
CXCR2/CXCR4
chemokine receptors, also receptors for MIF
DAMP
damage-associated molecular pattern
DESI
direct epithelial–stromal interaction
EGF
epidermal growth factor
EGFR
epidermal growth factor receptor
EMMPRIN
extracellular matrix metalloproteinase inducer; synonym of CD147
ETDRS
reference visual-acuity scale used in clinical research (Early Treatment Diabetic Retinopathy Study)
FasL
Fas ligand, an apoptosis-inducing protein
FISH
fluorescence in situ hybridisation
GAG
glycosaminoglycan(s)
GM-CSF
granulocyte-macrophage colony-stimulating factor
GVHD
graft-versus-host disease
HGF
hepatocyte growth factor
HIF-3α
hypoxia-inducible factor, 3-alpha subunit
HMGB1
high mobility group box 1, an alarmin released by injured cells (DAMP)
IFN-γ
interferon gamma
IGF-1
insulin-like growth factor 1
IL-1
interleukin-1
iNOS
inducible nitric oxide synthase
IPAS
inhibitory PAS domain protein
KGF
keratinocyte growth factor
LASIK
laser-assisted in situ keratomileusis
LogMAR
logarithmic visual-acuity scale
LOX
lysyl oxidase, a collagen cross-linking enzyme
LPS
bacterial lipopolysaccharide
M1
classically activated macrophage, pro-inflammatory profile
M2
alternatively activated macrophage, pro-resolving/reparative profile (subtypes M2a-M2d, M2eff)
MEN2B
multiple endocrine neoplasia type 2B
MerTK
receptor tyrosine kinase involved in efferocytosis
MIF
macrophage migration inhibitory factor
MRI
magnetic resonance imaging
NGF
nerve growth factor
NK
neurotrophic keratitis
NLRP3
NLRP3 inflammasome (NOD-, LRP- and pyrin domain-containing protein 3)
NO
nitric oxide
NSAID
nonsteroidal anti-inflammatory drug
PACAP
pituitary adenylate cyclase-activating polypeptide
PAF
platelet-activating factor
PAMP
pathogen-associated molecular pattern
PDGF
platelet-derived growth factor
PED
persistent epithelial defect
PEDF
pigment epithelium-derived factor
PGE₂
prostaglandin E2
PRK
photorefractive keratectomy (laser surface ablation)
pro-NGF
precursor form of NGF
RGTA
matrix-therapy ReGeneraTing Agent, e.g. Cacicol
rhNGF
recombinant human NGF (cenegermin)
ROS
reactive oxygen species
Smad
signalling proteins of the TGF-β pathway
SPK
superficial punctate keratitis
sVEGFR-1
soluble form of VEGF receptor-1 (= sFlt-1)
sVEGFR-3
soluble form of VEGF receptor-3
TGF-β
transforming growth factor beta
TIMP
tissue inhibitor of metalloproteinases
TLR
Toll-like receptor
TNF-α
tumour necrosis factor alpha
TRPV4
transient receptor potential vanilloid 4, a mechanosensitive ion channel
uPA
urokinase-type plasminogen activator
V1
ophthalmic branch of the trigeminal nerve
VEGF
vascular endothelial growth factor
VEGF-C
lymphangiogenic isoform of VEGF
VIP
vasoactive intestinal peptide
YAP/TAZ
Hippo pathway effectors, mechanosensors of matrix stiffness
α-SMA
alpha-smooth muscle actin, a myofibroblast marker